
AI CERTIFICATION PROGRAMS
ARTIFICIAL INTELLIGENCE MANAGEMENT SYSTEMS ISO/IEC 42001: 2023
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USA BASED ACCREDITATION BODY
3 DAYS ISO 42001:2023 LEAD AUDITOR COURSE
The Lead Auditor Virtual Online Course (ISO/IEC 42001:2023) will enable you to conduct effective audits in any auditing situation. It provides you with the skills to plan, conduct, lead, and report audits for first party (within your own organization), second party (suppliers) and with third party organization. It will provide you with the knowledge to understand and evaluate above standards.
Lead Auditor Course
- ARTIFICIAL INTELLIENCE ISO/IEC 42001:2023
- TOTAL DURATION: 3 days
- Location: Virtual Online
- Course Timing: 9:30 AM to 5 PM IST
Training Course Overview: The “ISO/IEC 42001:2023 Lead Auditor Course” integrates the principles of ISO/IEC 42001:2023, the International Standard for Artificial Intelligence Management System, with the methodologies outlined in ISO 19011:2018, the Guidelines for Auditing Management Systems and ISO/IEC DIS 42006:2024 Requirements for CBs for AIMS. The course equips participants with the skills and knowledge required to understand how an AIMS is implemented based on Annex B of ISO/IEC 42001:2023, lead Artificial Intelligence audits effectively, ensuring compliance with ISO 42001:2023. It covers audit planning, execution, and reporting while emphasizing risk management, governance and continual improvement.
The Training Courses are certified by Exemplar Global , USA.
Pre-requisites:-
- It is expected that participants have completed university level of education.
- Process Management experience will be an added advantage.
- A good technical experience can also be considered for the Consultant Profession.
Who should attend:
- Persons who will or wish to play a key role in managing programs for implementing and maintaining ISO Standards in an organization.
- Auditors and Lead Auditors who are responsible to conduct internal/external Quality/ IT service management / ISMS / Business Continuity audits.
- Persons like AI Professionals, Risk Managers, IT Managers, Auditors Security Managers, Compliance Managers can also be part of course
Course Outline
By the end of the ISO/IEC 42001:2023 Lead Auditor Course, participants will:
- Understand the principles and requirements of ISO/IEC 42001:2023.
- Understand the difference between Process Certification and Product Certification
- Overview of EIGHT ISO Standards related to AI Security and AI Auditing
- Apply ISO 19011:2018 principles for auditing management systems.
- Plan, conduct, report, and follow up on Artificial Intelligence audits effectively.
- Utilize risk management and governance principles in the context of Artificial Intelligence processes.
- Demonstrate proficiency in communicating audit findings and recommendations.
- Contribute to continual improvement within Artificial Intelligence management system
AIMS ISO/IEC 42001:2023 LA TRAINING SCHEDULE
DAY 1 |
AI history, AI Concepts and Terminology ISO/IEC 22989:2022 Use of AI in different industries, standards and regulations related to AI Clause 3 AIMS Terms & Definitions Clause 4 Context, Needs, Scope of AIMS Clause 5 Leadership & Commitment, AI Policy, Roles & responsibilities Clause 6.1 AI risk assessment, risk treatment, system impact assessment Clause 6.2 AI Objectives Clause 6.3 Planning of changes to the AIMS Clause 7-Resources, Clause 9-Monitoring and Clause 10-Continual Improvement Clause 8 AI risk assessment, risk treatment, system impact assessment |
DAY 2 |
Annex A – 38 AI controls in nine areas/control objectives Annex B – Implementation Guidance for 38 AI controls B2 – Policies B3 – Internal organization and reporting of concerns B4 – Resources for AI systems – people, data, tools, Systems B5 – AI System impact assessment process & its documentation B6 – AI System Lifecycle B7 – Data for AI systems B8 – Information for interested parties, external reporting B9 – Use of AI systems – processes, objectives, intended use B10 – Third party and customer relationships – suppliers, customers. Annex C AI related objectives and risk resources Accreditation scheme Competence, selection of personnel, certification process and accreditation standards. Difference between Product Certification and Process Certification. Audit man day calculation. Types of audits – First Party, Second Party, Third Party Principles of Auditing and practicing personal behavior Overview of Audit Program Management and Remote audit methods Conduct the Initial Stage 1 audit – Document review. |
DAY 3 |
Role of a Team leader. Organize & direct audit team members. Prepare an audit plan for Initial Stage 2 audit and Communicate with the client. Prepare an audit checklist and Conduct the Opening Meeting. Conduct the Initial Stage 2 audit – interview, observation and review of records. Conduct the auditor meeting and arrive at audit conclusion. Write the audit report and write one Non-Conformance report. Conduct the Closing Meeting & Course Recap Candidate Assessment & Course Feedback |



